What We Offer
Statement To Our Clients
We have a vested interest in the success of our clients; we operate as an extension of your firm; finding efficiencies in operations, reduction of expenses, and the mitigation of risk. We offer a full range und administration, transfer agency, fund accounting, compliance and shared series trust solutions. Whether developing a new fund, a service conversion, or complex regulatory reporting; M3Sixty’s team with the highest level of industry experience will deliver the resources and solutions that ensure our collective success.
TRANSFER AGENCY
Investor Ownership Information at your FingerTips
Transfer Agency
M3Sixty’s Transfer Agency Team has over 17 years average experience
Customizable Offering
Fulfillment, Full Service Call Center, Financial Control, Daily Reporting, Blue Sky, CIP, RPO, Escheatment, Year-end Tax Reporting to Shareholders (1099R, 1099Div, 5498), IRS e-filing using the FIRE System
Customizable Offering
Delivery of fund company marketing materials, Regulatory compliant methodology for delivery and logging of Shareholder Statements, prospectus’, annual and semi-annual reports (all with e-delivery option).
Customizable Offering
Custodians, non M3Sixty Fund Accountants, NSCC, DTCC, Bloomberg, IDC, custom FTP interfaces, etc.
Daily Reporting to the Fund Sponsor
Direct shareholder activity, NSCC activity, trade summary reporting, detail trade reporting, dealer sales activity, money movement reporting, reconciliation reporting.
Quarterly Compliance Reporting
Code of Ethics, Anti-money Laundering, 22c-2, Subchapter M, Bank Secrecy Act filings, Suspicious Activity Report, 314(a) Reporting, Prospectus Compliance.
Full-Service Call Center
Staffed by series 6 & 63 licensed representatives, Representatives have a minimum of 13 years specific mutual fund experience, AVID Communications state of the art technology: call recording, reporting and VRU.
FUND ACCOUNTING, FUND ADMINISTRATION & FUND COMPLIANCE
Services for Any Type of Fund
Fund Accounting, Fund Administration & Fund Compliance
M3Sixty’s Fund Accounting, Fund Administration and Fund Compliance Associates have nearly 20 years average experience
SEC and FINRA
Our accountants and administration professionals communicate with SEC and FINRA staff and prepare tax and regulatory filings on behalf of our clients
Prepare Filings
Our clients benefit from our ability to prepare complicated tax, regulatory reports and filings along with expert assistance with regulatory exams and regulator comments
Complex Investments
Our accountants specialize in understanding complex investments such as hard-to-price securities and valuation committee procedures, sophisticated derivative and leveraged instruments and multi-currency funds
Industry Experience
Not including the compliance staff the average industry tenure of our fund accounting and administration team exceeds thirteen years
Linedata’s Mfact Solution
M3Sixty utilizes Linedata’s Mfact solution; M-fact is an award-winning fund accounting solution with over 20-years of proven market experience. Mfact delivers a faster, smarter and more efficient fund accounting solution
Manage Contracts
Manage contracts, including negotiating distribution contracts and maintaining executed agreements
For those investment advisors concerned about the cost and effort involved with operating a registered investment company/mutual fund.
Complex Environment
For those concerned about the cost and effort involved with operating a registered investment company/mutual fund, M3Sixty offers the shared series trust, complete with distribution support (including platform management, consulting and internal and external wholesalers)
Qualified Professionals
Our qualified professionals can help you better position your funds to the advisor community and save you operating costs and headaches, allowing you to focus on money management
Break-even Points
Lower fund break-even points, Lower overhead, Reduced Blue Sky and legal expenses
Oversight
Compliance and independent board oversight and assistance with distribution on multiple platforms
Filings
Preparation of prospectus and regulatory filings
Published Performance
Effective vehicle to incubate and establish a published performance record which allows advisors to spend time growing assets, not on administrative duties
